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Moreover, Howard Yu, a management professor at IMD, predicts the image of some financial advisory firms may change. "In the past, all financial advisory [firms] looked very similar. They all projected a sense of security and stability. They looked, by and large, traditional. But if robo-advisors' target audience ...
advisors keep your eyes open, FINRA has put out a new warning on what not to do. The regulator says that dually-registered Advisors need to be very careful when moving client funds from a brokerage to an advisory account. FINRA explains best, saying "Finra will review situations in which registered ...

Based on interviews with dozens of former employees of the three largest discount brokerages, the news investigation found that each firm encourages advisors to sell higher-cost products. For example, representatives at Fidelity are paid 0.04 percent of client assets invested in most types of mutual funds ...
Regular readers know I am not a stock jock. To the contrary, I value broadly diversified ETFs and eschew individual stocks. This was not always the case. There was a time when I invested in individual stocks, back in the mid-90s boom, when my investing career began. In fact, that is why I'm an ETF guy.
Financial advisors give perspective on soaring stock market. Error loading player: No playable sources found. By Jacob Albracht |. Posted: Tue 10:32 PM, Jan 09, 2018 |. Updated: Tue 11:09 PM, Jan 09, 2018. Wichita, Kan. A New year has many looking at their finances. You've likely seen the headlines of stock market ...
Qualified Plan advisors, representing roughly 60% of Prime's revenue, will play a large role here, via other acquisitions and the hiring of high-caliber advisers, Mr. Spencer said. While the largest retirement plans are typically the territory of national consulting firms such as Aon Hewitt, Mercer and Towers ...

In it, S&P Dow Jones Indices' Travis Robinson discusses the retirement income challenge with Dimensional Fund Advisors' Ashish Shrestha and financial advisor Kevin Root of Oak Root LLC. The reason for S&P's interest in this topic is that the firm has created a benchmark, called "STRIDE" (S&P Shift to ...
DUKE FIELD -- Six months after presenting a prototype to President Donald Trump, Air Force combat aviation advisors now are authorized to wear special headgear when on duty with the Air Force Special Operations Command, including locally at Duke Field and Hurlburt Field. Some of the nearly 250 ...
Its 2016 survey found that 85 percent of Advisors (out of 1,018 surveyed nationwide) were using social media, and 82 percent of Advisors with $100 million or more in assets under management gained new clients through social media. The respondents reported a $4.7 million median asset gain. Out of all ...
No respect for their service. Dangerous that #Trump and Co. (Pence esp.) are eliminating few remaining people willing to push back against harmful policies, like abstinence-only sex ed,". One of the remaining advisors, activist Gabriel Maldonado is not sure why all of the PCHA Advisors were let go, but he ...
He says that 2018 could be the year that Advisors begin to embrace environmental, social and governance focused investing because an increasing number of clients are demanding it. "You can't have all that client demand and so little advisor distribution," says Gitterman. Those Advisors that aren't offering ...
The most successful podcasts combine great content with professional production values, appealing speakers, good editing, frequent posting and a great website. No one wants to listen to guests calling in on a noisy cellphone with dogs barking in the background. We looked for relevant production values ...
In a changing market environment, ETF investors and financial Advisors will still have concerns, especially as some begin to position for risks in an extended bull market. "Almost all the markets, today, are up significantly," Joe Geary, Regional Sales Director for Victory capital, said at the Charles Schwab ...
consumers set new records for dollars spent this holiday season, according to Mastercard Spending Pulse, which tracks this data. That means America didn't take my advice on giving the gift of financial responsibility, by paying down a student loan instead of giving an iPhone, for example. Not one to give ...
So we sat down with an all-star panel of independent financial Advisors to find out how they're preparing their clients for 2018. They're making the most of the good times, but girding for the inevitable storms. Spuds Powell, managing director of Kayne Anderson Rudnick wealth Advisors Investment ...

A reader planning to retire in April 2019 asks when to sell her funds prior to roll them to an IRA and how to invest them afterwards. We offer some. Ron Surz: Older people need to have a plan to make their money last, and taking it to Vegas should not be part of that plan. Jeff Miller offers a brief annotated list ...
Associated capital Group logo Dimensional Fund Advisors LP bought a new stake in shares of Associated Capital Group Inc (NYSE:AC) during the second quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission. The fund bought 9,198 shares of the ...
Its 2016 survey found that 85 percent of Advisors (out of 1,018 surveyed nationwide) were using social media, and 82 percent of Advisors with $100 million or more in assets under management gained new clients through social media. The respondents reported a $4.7 million median asset gain. Out of all ...
In a changing market environment, ETF investors and financial Advisors will still have concerns, especially as some begin to position for risks in an extended bull market. "Almost all the markets, today, are up significantly," Joe Geary, Regional Sales Director for Victory capital, said at the Charles Schwab ...
He says that 2018 could be the year that Advisors begin to embrace environmental, social and governance focused investing because an increasing number of clients are demanding it. "You can't have all that client demand and so little advisor distribution," says Gitterman. Those Advisors that aren't offering ...
Overland Park, Kan., Dec. 28, 2017 (GLOBE NEWSWIRE) -- Prime capital investment advisors is riding its growth momentum with a pivotal addition to its leadership team. Glenn A. Spencer has joined Prime Capital as Chief Executive Officer. With this appointment, current CEO, Scott Colangelo, and ...
In a changing market environment, ETF investors and financial Advisors will still have concerns, especially as some begin to position for risks in an extended bull market. "Almost all the markets, today, are up significantly," Joe Geary, Regional Sales Director for Victory capital, said at the Charles Schwab ...
The most successful podcasts combine great content with professional production values, appealing speakers, good editing, frequent posting and a great website. No one wants to listen to guests calling in on a noisy cellphone with dogs barking in the background. We looked for relevant production values ...
consumers set new records for dollars spent this holiday season, according to Mastercard Spending Pulse, which tracks this data. That means America didn't take my advice on giving the gift of financial responsibility, by paying down a student loan instead of giving an iPhone, for example. Not one to give ...
Moscow, December 27. /TASS/. Russian military advisors assist nearly all units of the Syrian government's armed forces in planning military operations, the chief of the Russian General Staff, army Gen. Valery Gerasimov, said on Wednesday. "We cooperate closely with the Syrian government troops, our ...
I will offer my own ideas on how to approach her situation, with the proviso that I am not a professional financial advisor, but rather a mere financial journalist. There's so much that I don't know either, so I ask that she bear that in mind. I am also hoping that financial Advisors and knowledgeable retirees out ...
They are joined by first-time winners Franck Boubon and Julie Fernandez among the 16 consultants, Advisors, analysts, academics, investors and thought leaders chosen for their expertise and guidance in the magazine's annual roundup of human resources (HR) industry leaders. By taking four of the 16 ...
PNC Bank (NYSE: PNC) today announced the entry into a definitive agreement to acquire Fortis advisors, a leading provider of private merger and acquisition post-closing shareholder representative services, having engaged in over 750 M&A transactions since 2011. Upon the closing of the transaction, ...
Next year, could see more enforcement actions - and possibly some new regulations - when it comes to fintech that involves financial advisors. For instance, Jeffrey Neuburger, an attorney at Proskauer Rose, told ThinkAdvisor that regulators are already "very focused on the fintech area, and it is likely that ...
With this stark shift, it might seem that fintech is taking a turn for the worse, but the reality is very different. In some markets, too much cash was chasing too few quality opportunities, driving valuations too high, and sending investors to the sidelines. But as the air is slowly released from this bubble, markets ...
More than half (57%) of Americans surveyed by Country Financial expect to take on some form of debt to buy gifts for friends and families. A separate survey conducted by LendEdu of 1,000 student loan borrowers found that over 70% preferred an equal-value loan repayment over the iPhone X. See the ...
How does a wealth manager provide value to an investor? Many still feel that the job of the wealth manager is to pick the best investments. Should I buy bitcoin? What about Apple? If the value of a wealth manager rests in his or her ability to pick stocks, then wealth managers should be trained to identify ...
The tax bill moving toward passage this week is looking like a mixed bag for financial advisors. Here's the breakdown (read the InvestmentNews article here). The bill: • Eliminates clients' deduction for financial advice fees over 2% of AGI. Will this put more pressure on Advisors' fees? Especially considering ...
While the legislation still needs to pass, most Washington observers feel that the GOP has sufficient votes in both the House and Senate to make this bill a reality. So, what do financial Advisors need to know and how can they be ready to provide guidance to their clients? The following seven items identify ...
Nothing against Japan, but it is immediately evident that Lance Roberts' latest article on the "Japanification" of America is not intended as a compliment to the U.S. It's well known that Japan's economy has been stalled for three decades now. Roberts quotes Japanese economist Keiichiro Kobayashi, who ...
"At Triad, we are highly selective and we strive to partner with organizations that are innovative, entrepreneurial and have significant potential for growth," said Nathan Stibbs, executive vice president and chief strategy officer at Triad advisors, in a statement. "We are very excited to welcome Continuum ...
The holidays are a great time to show the people in your life you care. After another year of working closely with clients, it's an opportune time for advisors to send them a little something to show them how much they're appreciated. Yet finding the right gift can be a tricky endeavor. Fond recollections of the ...
Raymond James swept up advisors managing more than $700 million in client assets, according to the firm. The six wirehouse Advisors joined Raymond James from Merrill Lynch and Morgan Stanley ― with the latter career changes occurring just prior to Morgan Stanley's exit from the broker Protocol on ...
Beijing, Dec. 7 (Xinhua) -- China's political advisors met Thursday to discuss ways to inherit and develop drama of ethnic minorities. The bi-weekly consultation session was chaired by Yu Zhengsheng, chairman of the National Committee of the Chinese people's Political Consultative Conference. Political ...
Scott Hankins, Joseph Carter and Matthew Biddinger of Merrill Lynch were named to the first-ever Forbes Top 500 Next Generation wealth advisors. As a senior financial advisor, Scott Hankins of Royal Oak, leads a team that works with clients to define and prioritize their goals, and developing strategies to ...
Credit Suisse and Goldman Sachs are among the Investment Firms predicting robust gains for the S&P 500 in 2018. While the forecasts have generated exciting headlines about double-digit gains of 13% and 11%, respectively, it seems to me these are actually conservative predictions - not because I ...
Approximately 90 advisors overseeing more than $12.3 billion quit Morgan Stanley and UBS immediately following the two firms' announcements that they were leaving the broker Protocol. The scale of the losses has become clearer as the dust settles following the firms' unexpected policy shifts, which ...
lombardo-shelley-evergreen-Advisors Shelley Lombardo, the CEO of Evergreen Advisors, has completed the Leadership Maryland professional development program dedicated to building a better Maryland by harnessing the strength of its local business and community leaders. Lombardo and the entire ...
Clients are becoming more confident as they are apparently being swept up by stock market gains and are looking past frothy valuations, international tensions and the unstable political climate, advisors say. The improvement in investor sentiment is helping to sustain favorable conditions in the industry, ...
Advisors looking for guidance in a fiduciary world will get help with a pair of new analytical tools dedicated to variable annuities (VA) and fixed indexed annuities (FIA), the annuity pricing platform CANNEX Financial Exchanges announced Wednesday. The comparative illustration tools - CANNEX VA ...
The data and photos of our winners are the main attractions, but in pulling together the bio information on all 100, certain themes emerged. For instance, even in our digital age, the topics that our top Advisors cited sounded like they came from the "old-school" (even though some of the Advisors here are ...
Surveys show millennials are increasingly distrustful of capitalism and sympathetic to socialism, according to a Wall Street Journal report. Financial Sense expects the tax bill will spark a wave of migration from high-tax states. Jack Waymire suggests advisors curate content for their clients. Addressing the ...
Two advisers who managed $228 million at UBS in Portland, Ore., have left the firm and joined TRUE Private wealth advisors, which is based in Portland ... TRUE Private Wealth Advisors, which was launched in September, 2012 and has a staff of 14, is a member of the Dynasty Financial Partners Network.


 

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