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Mon. January 05, 2009

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The Securities and Exchange Board of India has directed the stock exchanges to draw up a list of illiquid securities, a circular on the National Stock ...
For example, the 10-day moving average of the equity call/put ratio is now at 1.69 on the International securities exchange. This ratio peaked at 1.87 on ...
By Rachelle Younglai WASHINGTON, Jan 4 (Reuters) - Christopher Cox will most likely be remembered as the regulator who was unable to do enough to protect ...
ValCom is now in full compliance and fully reporting with all required reports filed under the securities exchange Act of 1934. ...
Regulates public corporations, securities exchanges, brokers, mutual funds, and corporate auditors. About 3500 employees. Formed in 1934.
Rakuten dropped 1700 yen, or 3 percent, to 55300 yen, as of 10:09 am on the Jasdaq securities exchange, the sharpest slide since Nov. 18. ...
Signs grew that the economy could turn even weaker in 2009 as an index of December manufacturing activity sank to its lowest point in 28 years. ...
By Grant McCool NEW YORK (Reuters) - Accused swindler Bernard Madoff was complying with a court-ordered deadline to tell US regulators how much money he has ...
Foreign businesses were still keen to invest in Indonesian stocks last year, shrugging off worries about the future of the bourse. ...
By David Scheer Jan. 2 (Bloomberg) -- Harry Markopolos, the former investment-firm employee who said regulators failed to act on his tips about Bernard ...
One of the biggest foreign institutional investors Goldman Sachs was given a clean chit by the Securities and Exchange Board of India (Sebi) in the stock ...
... within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the securities exchange Act of 1934, as amended. ...
By David Gardner Swindler Bernard Madoff faced a court deadline last night to come clean about how much is left of the $50billion he is accused of losing in ...
... to the applicable new securities exchange ratios, as if such holder had made a new securities election with respect to such balance of old notes. ...
Pursuant to Section 19(b)(1) of the securities exchange Act of 1934 (the "Act"), *1 and Rule 19b-4 thereunder, *2 notice is hereby given that on December 17 ...
By Rachelle Younglai WASHINGTON (Reuters) - Under fire for regulatory missteps, top US securities regulator Christopher Cox defended his agency's record but ...
... 27A of the Securities Act of 1933 and Sections 21E of the securities exchange Act of 1934 and are subject to the safe harbor created by these sections. ...
This press release contains forward-looking statements within the meaning of Section 27A of the Securities Act and Section 21E of the securities exchange ...
The Securities and Exchange Commission has settled civil claims against Rica Foods and its former CEO Calixto Chaves, who now lives in Costa Rica, ...
SEC EXEC OUT. Susan Markel, chief accountant at the Securities and Exchange Commission is leaving for a job in corporate investigations at AlixPartners Llp, ...
Many of the companies that have been bailed out this year clearly are responsible for their own misfortune. Banks, for example, gave mortgages to people who ...
In an announcement to the Australian securities exchange today, OZ said it had negotiated an extension to February 27, after agreeing to certain conditions, ...
BM&FBovespa, Latin America's largest securities exchange, climbed 2.7 percent to 6.01 reais as of 10:10 am New York time in Sao Paulo trading, after gaining ...
The shekel last closed at 3.8565 against the dollar on Dec. 26. The currency doesn't trade on Sundays. The palestine securities exchange was closed today, ...
According to Simon Rutega, Chief Executive Officer of the Uganda securities exchange, Uganda fully supports the proposed integration of stock markets in ...
The Complaint alleges violations of Sections 10(b) and 20(a) of the securities exchange Ace and Rule 10b-5 promulgated thereunder. ...
... International securities exchange to extend its hours of trading for equity securities has become effective under Section 19(b)(3)(A) of the Securities ...
Headquartered in Jersey City, NJ, Direct Edge is owned by a consortium that includes the International securities exchange, Knight Capital Group, Inc., ...
Inadequate training amongst the US Securities and Exchange Commission's (SEC's) junior staff has been partially blamed for making it easier for Bernard ...
By Kim Tae-gyu Ever since 1983, when Korea's benchmark KOSPI was introduced, the Seoul bourse has enjoyed the ``Santa rally,'' as share prices rose 0.29 ...
By MC Govardhana Rangan Dec. 24 (Bloomberg) -- Pyramid Saimira Theatre Ltd., an Indian Entertainment company, fell by its daily limit after the regulator ...
A A trading plan has been put down as per Rule 10b5-1 of the US securities exchange Act of 1934, whereby it will make a portion of the repurchases. ...
Wrong SEC, of course. The one on the business page is the Securities and Exchange Commission. Then again, it probably would be better if the refs from the ...

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